Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Holden | 2714108 | 3 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 02/14/2015 | Customer Dispute | Settled | $6,382.00 | $0.00 | See FINRA Report |
| Emelita Calma Santillan | 2584323 | 1 | 01/09/2015 | Customer Dispute | Settled | $10,841.70 | $0.00 | See FINRA Report |
| Juan Alexis Rodriguez | 4486047 | 2 | 01/05/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tishawa Wedasemaryam Howard | 4267276 | 1 | 12/09/2014 | Customer Dispute | Settled | $200,220.00 | $0.00 | See FINRA Report |
| Eugene Curtis | 2526339 | 1 | 12/03/2014 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Marco A Daniel | 4974945 | 4 | 07/07/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Albert Toshia Dodd | 4934748 | 5 | 06/10/2014 | Customer Dispute | Settled | $31,758.80 | $0.00 | See FINRA Report |
| Rommel K Fernandez | 2690096 | 1 | 05/14/2014 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 04/14/2014 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |