Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gray | 3223176 | 3 | 06/30/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott David Dutton | 1969621 | 2 | 06/23/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Michael Gray | 3223176 | 3 | 06/17/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Maria Prescilla Padilla | 2625422 | 2 | 06/12/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Whittington Bingham | 2973620 | 2 | 05/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel A Romanzeno | 1835785 | 1 | 05/18/2015 | Customer Dispute | Closed-No Action | $22,016.00 | $0.00 | See FINRA Report |
| Martin Romulo Flores | 2744739 | 2 | 05/01/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Andrew Christensen | 1992066 | 6 | 04/28/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Dean Stokke | 4436226 | 2 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tarea Liana Doty | 4470903 | 1 | 03/03/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |