Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Ann Kulow | 5149751 | 2 | 12/09/2015 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Juan Bautista Feliz | 2007267 | 2 | 12/02/2015 | Customer Dispute | Closed-No Action | $35,583.60 | $0.00 | See FINRA Report |
| Jason McCory Laxton | 2692596 | 6 | 11/23/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Marc Roger Black | 4435344 | 1 | 10/26/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Troke | 2951797 | 1 | 10/23/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Michael Degeorge | 1888628 | 1 | 10/15/2015 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Joseph Dominic Vaglica | 2795673 | 2 | 09/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Curtis Calloway | 1540951 | 1 | 08/25/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Coney Darrell Bryan | 1421124 | 2 | 08/06/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charlie J Cook | 1085200 | 1 | 08/04/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |