Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Francis Freiter | 1343760 | 1 | 05/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Douglass Jenlink | 2606603 | 1 | 04/07/2016 | Customer Dispute | Closed-No Action | $33,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Dowling | 3170930 | 1 | 04/05/2016 | Customer Dispute | Closed-No Action | $46,451.50 | $0.00 | See FINRA Report |
| Daniel Ray Hartley | 1141270 | 8 | 03/22/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Jon Reis | 2127055 | 1 | 03/16/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dawnesha Rachelle Parson | 4971260 | 2 | 03/15/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ralph Lawrence Latesta | 1465885 | 1 | 02/01/2016 | Customer Dispute | Settled | $29,850.00 | $0.00 | See FINRA Report |
| Danny Enrico Bottoni | 2558324 | 1 | 01/30/2016 | Customer Dispute | Settled | $39,714.00 | $0.00 | See FINRA Report |
| James Willard Deffenbaugh | 2265134 | 1 | 01/25/2016 | Customer Dispute | Settled | $96,551.00 | $0.00 | See FINRA Report |
| Robert Edward Walker | 1458886 | 1 | 12/16/2015 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |