Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Forrest Joseph Ireland | 4015622 | 1 | 08/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Nordblom | 2236507 | 1 | 05/11/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Jonathon Mercadel | 2491622 | 1 | 05/04/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Karonne Tace Carlsen | 4684040 | 1 | 04/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Kellis | 4126944 | 2 | 03/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Steely II | 4259096 | 1 | 03/25/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Arthur Vernon Semper | 2814791 | 2 | 03/20/2017 | Customer Dispute | Settled | $7,103.00 | $0.00 | See FINRA Report |
| Joshua Johner | 4760065 | 1 | 02/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerard Salvotore Dipietro | 2662797 | 1 | 12/28/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eddie Wardell Brigham | 1639776 | 1 | 12/02/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |