Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Bissessar | 6265023 | 1 | 02/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Henry Devine | 2511132 | 1 | 01/24/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Gayle | 5889879 | 1 | 01/03/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Galecke | 4839842 | 1 | 12/19/2017 | Customer Dispute | Closed-No Action | $6,541.04 | $0.00 | See FINRA Report |
| Matthew Ring | 5700833 | 1 | 10/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Dwayne Davis | 2540445 | 1 | 10/02/2017 | Customer Dispute | Settled | $7,969.89 | $0.00 | See FINRA Report |
| Ronald Allen Mims | 1945590 | 5 | 09/27/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Micalizzi | 2480923 | 1 | 09/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Edward Wieman | 2535320 | 1 | 08/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dave Abog | 4474647 | 1 | 08/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |