Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clarence Roy Goforth | 1128370 | 1 | 05/29/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Dean Bessire | 6566668 | 2 | 05/26/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Ray Hitchcock | 871711 | 1 | 03/01/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Louise Anderson | 2845493 | 1 | 02/11/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cedric Norfleet Southerland | 2888912 | 3 | 02/11/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary E Pratt | 5559480 | 1 | 11/26/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sudana Bobatoon | 2703045 | 2 | 10/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sudana Bobatoon | 2703045 | 2 | 09/20/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Milton House | 2527668 | 15 | 08/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Anderson | 2911016 | 3 | 05/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |