Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronnell Edward Page | 4849141 | 4 | 02/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Hernan Rivera | 5550703 | 2 | 02/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Krystina Lynn Dvorak | 5493055 | 1 | 01/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mitchell Douglas Plaehn | 6320240 | 1 | 01/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Cruzhernandez | 6870205 | 1 | 11/21/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daren Garnett Snider | 4487225 | 1 | 10/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rocco Stigliano | 2825559 | 3 | 09/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Hilton Nelson | 4718779 | 2 | 08/03/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edwin H Sanchez Cruz | 5864765 | 1 | 07/31/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melvin Farr | 7705670 | 2 | 05/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |