Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christie Isalid Navedo | 4508811 | 1 | 04/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Aneil Z Pooran | 6385072 | 1 | 01/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Shantania Twylane Loving | 4018182 | 4 | 12/07/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Richard Kinney | 7164976 | 1 | 11/06/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jacqueline C Sandt | 6171718 | 1 | 09/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Cindy Lynne Wallace | 7357265 | 1 | 09/01/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jeffrey Dubose | 7293697 | 1 | 08/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Troy Richard Gray | 2363431 | 3 | 06/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lakita Richardson | 7551542 | 1 | 06/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Claudia Miranda | 7737067 | 1 | 02/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |