Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Latoya Lindseytooks | 6984013 | 1 | 02/28/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kevin Gaffuri | 4614713 | 5 | 02/09/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Luis Roberto Escobar | 6697391 | 2 | 12/04/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Isaiah Lyles | 7090738 | 1 | 11/08/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christopher D Davenport | 7646308 | 1 | 10/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Prince Judah Coakley | 7268608 | 1 | 08/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raymond Hernan Rivera | 5550703 | 2 | 07/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Steven Sbarra | 5091218 | 1 | 07/14/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jessie Robert Barnes | 7717538 | 1 | 07/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Martin | 7857299 | 2 | 05/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |