Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thommy Lee Jarvis | 2643575 | 1 | 04/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Matthew Baskett | 2917489 | 1 | 04/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Shawn Riley | 4246280 | 2 | 03/21/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Oneil Gray | 7616756 | 1 | 02/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimya Nicole McCray | 7326514 | 2 | 02/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ebony Shania Strain | 7626306 | 4 | 02/04/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Eric Graves | 4543167 | 1 | 01/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Almore | 5387309 | 1 | 01/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Torrin Andre Polk | 7788350 | 1 | 01/12/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Montell Lyles | 4523064 | 2 | 01/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |