Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Santana | 4561702 | 2 | 04/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis Shawn Riley | 4246280 | 2 | 04/19/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ira Steven McSweeney | 2744974 | 3 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Archie Lee Curry | 6576826 | 2 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Knight Banton | 2392773 | 1 | 03/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis McAboy | 2677295 | 1 | 02/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Leslie Jackson | 6268572 | 3 | 12/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tanesha Nashawn Ali | 6673557 | 2 | 12/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Edwin Hill | 7216336 | 2 | 12/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael W Monroe | 5526776 | 8 | 12/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |