Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carlos David Perez | 6363957 | 4 | 01/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Eric Jack Canida | 6789464 | 1 | 12/31/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Veronica Tippy Curry | 6652834 | 5 | 12/26/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Parke | 3099330 | 3 | 12/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jerry Wayne Redd | 2498244 | 1 | 12/06/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Lee Roma Young | 4230076 | 1 | 11/29/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Carlos David Perez | 6363957 | 4 | 11/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Wayne Harrison | 5447387 | 7 | 11/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Chad Yadan Royer | 4333285 | 2 | 10/23/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Donaldson | 6456351 | 2 | 10/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |