Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mary Charles Lomax | 5770394 | 5 | 05/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Barnett | 5840616 | 2 | 05/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tausha L Daniels | 7282250 | 1 | 05/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jean Deny Fieffe | 2954259 | 1 | 05/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime Gomez | 5651377 | 4 | 04/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Omar Farook Chowdhury | 3001343 | 2 | 04/15/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Charles Lomax | 5770394 | 5 | 03/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam W Walls | 5384253 | 1 | 03/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Ray Hindman | 7686516 | 2 | 02/06/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dane Austin Keele | 7441804 | 2 | 01/29/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |