Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leon Warren | 4569952 | 2 | 12/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wesley | 7560467 | 4 | 12/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiawan Daniels | 6036005 | 2 | 12/20/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wesley | 7560467 | 4 | 11/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Arismendi | 6104405 | 1 | 10/09/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Earlene Denise Cobb | 6966398 | 1 | 10/08/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Jo Fisher | 2010009 | 6 | 09/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terrell Javon McCuiston | 4190927 | 4 | 09/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pinckney Kibbee Ridley | 4436354 | 2 | 09/24/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tammica Joycette Motley | 5902120 | 1 | 09/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |