Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas Dekoning | 5838494 | 1 | 03/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hazel Monique Gilliam | 6685401 | 2 | 02/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chedlyne Timothe | 6287622 | 4 | 01/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Brian Caulder | 5447380 | 1 | 01/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mayra Carbet-Lane | 6738947 | 1 | 12/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Lance Hill | 6029127 | 2 | 12/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Earl Harris | 7421811 | 2 | 12/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Wesley | 7560467 | 4 | 11/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anitria Michelle Thomas | 7383965 | 1 | 10/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ethan Alan Wachter | 6651099 | 1 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |