Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Lamont Starks | 7111295 | 4 | 03/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aleisha Larshone Rockett | 6405400 | 1 | 03/17/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leon Charles Peterson | 2993858 | 8 | 03/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Lynn Alstat | 6560708 | 1 | 02/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Detorian Gipson | 7320167 | 5 | 01/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tami Sue Scarff | 5149038 | 1 | 12/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Gaffuri | 4614713 | 5 | 12/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ayana Monique Oneal | 6131749 | 3 | 09/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Iris Margarita Rojas-Davis | 6177529 | 1 | 08/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ayana Monique Oneal | 6131749 | 3 | 08/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |