Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rebecca Lynn Yunk Walsch | 7264342 | 1 | 07/20/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Duffy | 2198330 | 2 | 04/27/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Michael Brennan | 7359281 | 2 | 04/08/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Huey Gantt | 2662152 | 1 | 02/09/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan David Terrill | 2487455 | 1 | 10/13/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Claudine Steven | 5983275 | 1 | 09/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Angelo Street | 6993512 | 1 | 09/27/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Barbee | 6739996 | 3 | 08/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eldis Manuel Verdazco | 5658553 | 1 | 07/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lazana Forde | 6944477 | 2 | 05/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |