Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Matthew Meger | 6199270 | 2 | 03/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Marshal Stein | 5784258 | 1 | 02/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Harrison | 5447387 | 7 | 02/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Butler | 7813374 | 2 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Artis Jevard Bufford | 7713059 | 1 | 12/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raul Humberto Gamboa | 6632465 | 4 | 11/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Maria Wargin | 6313886 | 1 | 11/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren Keith Thomas | 6851369 | 1 | 11/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Medina Duran | 1357026 | 2 | 10/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas David Landrum | 4952185 | 2 | 10/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |