Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Jerome Josey | 2654140 | 7 | 08/16/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Josey | 2654140 | 7 | 08/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Josey | 2654140 | 7 | 08/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Josey | 2654140 | 7 | 08/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jerome Josey | 2654140 | 7 | 08/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Sean Gutierrez | 4728614 | 1 | 08/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Douglas Wayne Brown | 6456209 | 1 | 07/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Bennette | 6302793 | 3 | 07/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Arthur Richardson | 1505016 | 9 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Arthur Richardson | 1505016 | 9 | 07/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |