Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucia Herrera | 5561383 | 1 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yovannis Duarte-Leyva | 4962278 | 1 | 01/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Earl Leach | 1427130 | 3 | 12/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julian Mauricio Becerra | 6104157 | 1 | 12/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chasity Batina Watkins | 7727624 | 1 | 10/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricky Jesse Fitch | 5232771 | 1 | 10/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nykeia Neal | 6433390 | 2 | 10/24/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shauntrel Renee Strozier | 6874405 | 3 | 10/19/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hazel Monique Gilliam | 6685401 | 2 | 10/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jose Rodolfo Gonzalez | 5914566 | 2 | 10/06/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |