Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Timothy S Keeler | 6280204 | 3 | 12/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Melissa Ann Blue | 6335710 | 3 | 12/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nigest Ethiopia Solomon | 5959304 | 3 | 11/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Joseline Faylona Thomas | 4548806 | 1 | 09/03/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Octeon Vernay Kelly | 1724581 | 1 | 07/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Torris Horatio Ridgeway | 6466535 | 1 | 07/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Virginia Rose Avila | 6837199 | 2 | 06/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Harvey Grajales | 5633713 | 1 | 06/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Scott Allen Engelhardt | 2738797 | 5 | 06/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Raul Alejandro Davila | 6606867 | 1 | 04/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |