Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rosa Castro Aguilar | 5723565 | 2 | 03/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| R Michael Rienhardt | 5137497 | 6 | 03/19/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel J Seal | 2776132 | 4 | 03/13/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Hayes | 6455784 | 3 | 03/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tiawan Daniels | 6036005 | 2 | 01/06/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy S Keeler | 6280204 | 3 | 01/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andre Corbitt | 6318770 | 1 | 01/02/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Thompson | 2265495 | 5 | 12/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Thompson | 2265495 | 5 | 12/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Wilson | 7893360 | 2 | 12/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |