Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Wayne Thompson | 2265495 | 5 | 03/16/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dave Deerr | 6470031 | 1 | 02/20/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Heyward | 5897049 | 2 | 02/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nykeia Neal | 6433390 | 2 | 02/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick James Hogsett | 4029685 | 2 | 02/04/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Ann Blue | 6335710 | 3 | 01/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandi Milton | 6659626 | 1 | 01/14/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Matthew Lynn Sherry | 6166025 | 1 | 12/18/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kennon Lanard Tenison | 5206694 | 3 | 12/11/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Heyward | 5897049 | 2 | 11/21/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |