Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Whitney Yakira Houston | 7840771 | 1 | 05/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Kyle Newsom | 6464075 | 1 | 05/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donte Daniels | 6318606 | 4 | 04/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Portia Caress Johnson | 7596893 | 1 | 03/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronnell Edward Page | 4849141 | 4 | 03/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Felix R Sola | 5737382 | 1 | 03/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marquise Lamarr Simmons | 6242729 | 1 | 03/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Ragan | 7094166 | 1 | 02/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Terry | 2283387 | 4 | 01/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronnell Edward Page | 4849141 | 4 | 01/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |