Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Savannah Michael Shepard | 6170103 | 1 | 10/12/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakendrick James | 7007763 | 3 | 10/12/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaudon Wesly Anderson | 7112321 | 3 | 10/04/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Harrison | 5447387 | 7 | 09/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Colby Smith | 7262533 | 1 | 09/11/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donna Marie Esco | 2190203 | 1 | 08/30/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Delorean Schell | 6753049 | 1 | 06/28/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shane Leon Kollin | 2664429 | 1 | 06/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miguel Antonio Diaz Serrano | 4782490 | 1 | 05/15/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patricia Barrett Crumpton | 2662153 | 5 | 05/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |