Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wayne Rabenold | 2322718 | 4 | 03/25/2002 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Peter William Campbell | 705813 | 3 | 11/13/2001 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Miguel Rico Fiel | 2014347 | 2 | 09/07/2001 | Customer Dispute | Closed-No Action | $43,289.00 | $0.00 | See FINRA Report |
| David Curtis Wine | 1337155 | 2 | 05/16/2001 | Customer Dispute | Closed-No Action | $20,836.00 | $0.00 | See FINRA Report |
| Kenneth Dale Hughes | 1433331 | 1 | 02/15/2001 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Eric Garcia | 3249459 | 1 | 10/17/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |