Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Milagros Paviera Javellana | 1891828 | 1 | 01/19/2007 | Customer Dispute | Closed-No Action | $25,957.30 | $0.00 | See FINRA Report |
| Kurt Patrick McClelland | 2774313 | 1 | 01/10/2007 | Customer Dispute | Closed-No Action | $85,986.20 | $0.00 | See FINRA Report |
| Steven Jan Hecht | 1285014 | 3 | 08/23/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Conrad | 4540198 | 1 | 04/19/2006 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Randy Dale Tindol | 2635227 | 2 | 09/14/2005 | Customer Dispute | Closed-No Action | $6,300.00 | $0.00 | See FINRA Report |
| Leonard Carl Allen McReynolds | 2522566 | 11 | 04/06/2005 | Customer Dispute | Closed-No Action | $11,000.00 | $0.00 | See FINRA Report |
| Tyrone Alfonso Taylor | 1440652 | 3 | 07/19/2004 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| John Bradley | 1750555 | 3 | 07/19/2004 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Willie Albert Norman | 2624726 | 7 | 03/07/2003 | Customer Dispute | Closed-No Action | $7,364.00 | $0.00 | See FINRA Report |
| Ricardo Garcia Lugo | 2016495 | 1 | 07/31/2002 | Customer Dispute | Closed-No Action | $18,000.90 | $0.00 | See FINRA Report |