Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven J Costa | 5429524 | 1 | 03/30/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kristie Ann Szejbach | 4264273 | 1 | 09/01/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Steven Szejbach | 4725112 | 1 | 09/01/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lee Wells | 1217410 | 17 | 04/23/2010 | Customer Dispute | Closed-No Action | $56,551.00 | $0.00 | See FINRA Report |
| Rowan McClendon | 1241515 | 2 | 03/03/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Patrick Flynn | 2125315 | 4 | 02/08/2010 | Customer Dispute | Closed-No Action | $370,000.00 | $0.00 | See FINRA Report |
| George Algirdas Kuzmickas | 1578356 | 1 | 07/28/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jay Lewis Barringer | 4071611 | 2 | 03/03/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jay Lewis Barringer | 4071611 | 2 | 12/11/2008 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Pedro Quento Dash | 2875846 | 1 | 07/28/2008 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |