Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rommel K Fernandez | 2690096 | 1 | 05/14/2014 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Lourdes Pilar Alemany Pons | 1651891 | 1 | 04/02/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James C Holt | 2556315 | 1 | 09/30/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jon Albert Sedlacek | 4562791 | 1 | 04/19/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Luis Madrigal | 4579151 | 1 | 01/14/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Vicente Humberto Ibarra | 4985960 | 1 | 10/16/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Marguerite Senger | 1811510 | 1 | 10/12/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Roman Koles | 5411393 | 1 | 10/03/2011 | Customer Dispute | Closed-No Action | $7,200.00 | $0.00 | See FINRA Report |
| Alice Yvonne Mitchell | 2361987 | 1 | 05/17/2011 | Customer Dispute | Closed-No Action | $7,500.00 | $0.00 | See FINRA Report |
| Sherry Bass | 2571830 | 1 | 04/13/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |