Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Ray Hartley | 1141270 | 8 | 03/22/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dawnesha Rachelle Parson | 4971260 | 2 | 03/15/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Walker | 1458886 | 1 | 12/16/2015 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Juan Bautista Feliz | 2007267 | 2 | 12/02/2015 | Customer Dispute | Closed-No Action | $35,583.60 | $0.00 | See FINRA Report |
| Marc Roger Black | 4435344 | 1 | 10/26/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Troke | 2951797 | 1 | 10/23/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Coney Darrell Bryan | 1421124 | 2 | 08/06/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Miguel A Romanzeno | 1835785 | 1 | 05/18/2015 | Customer Dispute | Closed-No Action | $22,016.00 | $0.00 | See FINRA Report |
| Bradley Dean Stokke | 4436226 | 2 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Holden | 2714108 | 3 | 03/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |