Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Donald McKillican | 4285479 | 2 | 05/22/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dawn Rachelle Watson | 6059317 | 1 | 05/22/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen C Powers | 2048630 | 1 | 05/03/2018 | Customer Dispute | Closed-No Action | $204,638.00 | $0.00 | See FINRA Report |
| Jeffery Gayle | 5889879 | 1 | 01/03/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Galecke | 4839842 | 1 | 12/19/2017 | Customer Dispute | Closed-No Action | $6,541.04 | $0.00 | See FINRA Report |
| Juan David Munera | 6012705 | 1 | 11/09/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Jude Marrazzo | 4650001 | 1 | 11/02/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carolyn Mendelssohn Drake | 2424933 | 1 | 07/12/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jay Douglass Jenlink | 2606603 | 1 | 04/07/2016 | Customer Dispute | Closed-No Action | $33,000.00 | $0.00 | See FINRA Report |
| Frank Joseph Dowling | 3170930 | 1 | 04/05/2016 | Customer Dispute | Closed-No Action | $46,451.50 | $0.00 | See FINRA Report |