Our Staff has compiled our research into a database of FINRA Broker Disclosures for PFS Investments Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Verdugo | 1796500 | 3 | 09/03/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michelle Newell | 6135113 | 1 | 04/24/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bryan David Wilson | 4039918 | 2 | 03/26/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ashley Myles Upson | 5231420 | 3 | 10/09/2020 | Customer Dispute | Closed-No Action | $3,200.00 | $0.00 | See FINRA Report |
| Rubbe Cesar | 2305550 | 1 | 07/29/2020 | Customer Dispute | Closed-No Action | $6,595.21 | $0.00 | See FINRA Report |
| Paul Linn Woodard | 2496392 | 1 | 06/29/2020 | Customer Dispute | Closed-No Action | $41,000.00 | $0.00 | See FINRA Report |
| Christina Marie Johnson | 1588619 | 1 | 08/14/2019 | Customer Dispute | Closed-No Action | $24,669.00 | $0.00 | See FINRA Report |
| Alexander Pankow | 2886763 | 1 | 04/18/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Habib Jussef Hasbun | 6307394 | 1 | 10/31/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jose Plascencia | 6363185 | 1 | 06/20/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |