Our Staff has compiled our research into a database of FINRA Broker Disclosures for Midwestern Securities Trading Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey Lee Weber | 2709671 | 2 | 01/21/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Seth Emerson Cromer | 6215364 | 2 | 08/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Seth Emerson Cromer | 6215364 | 2 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Frederick Stadsholt | 4495307 | 3 | 08/04/2008 | Customer Dispute | Settled | $45,545.70 | $0.00 | See FINRA Report |
Jason Frederick Stadsholt | 4495307 | 3 | 01/16/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jason Frederick Stadsholt | 4495307 | 3 | 01/12/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Jeffrey Lee Weber | 2709671 | 2 | 12/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |