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FINRA Broker Disclosures for Midwestern Securities Trading Company, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Midwestern Securities Trading Company, LLC. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Lee Weber2709671201/21/2021FinancialPending$0.00$0.00See FINRA Report
Seth Emerson Cromer6215364208/25/2017FinancialFinal$0.00$0.00See FINRA Report
Seth Emerson Cromer6215364205/19/2017FinancialFinal$0.00$0.00See FINRA Report
Jason Frederick Stadsholt4495307308/04/2008Customer DisputeSettled$45,545.70$0.00See FINRA Report
Jason Frederick Stadsholt4495307301/16/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
Jason Frederick Stadsholt4495307301/12/2007Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Jeffrey Lee Weber2709671212/29/2003RegulatoryFinal$0.00$0.00See FINRA Report

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