Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cascadia Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Novan Le | 6288201 | 1 | 12/19/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Butler | 1607507 | 1 | 06/03/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Emanuel Schiller | 4792453 | 1 | 10/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |