Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John N Girgis | 5021526 | 5 | 02/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Joseph Larocca | 1144173 | 5 | 12/04/2009 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
Timothy Sean McEneny | 2250543 | 3 | 11/09/2009 | Customer Dispute | Settled | $46,339.50 | $0.00 | See FINRA Report |
Kevin John Derosa | 2314895 | 5 | 04/29/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Susan Filingeri | 1766754 | 1 | 03/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ron Yehuda Itin | 2344151 | 17 | 01/16/2009 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
Andres Felipe Tobon | 2814523 | 1 | 09/12/2008 | Customer Dispute | Pending | $28,000.00 | $0.00 | See FINRA Report |
Ron Yehuda Itin | 2344151 | 17 | 08/11/2008 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
Jason Eric Zwibel | 2460258 | 6 | 06/27/2007 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
Michael Leonard Pelkey | 2349549 | 8 | 04/25/2007 | Customer Dispute | Closed-No Action | $13,852.00 | $0.00 | See FINRA Report |