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FINRA Broker Disclosures for Garden State Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 138 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John N Girgis5021526502/04/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Joseph Larocca1144173512/04/2009Customer DisputeSettled$55,000.00$0.00See FINRA Report
Timothy Sean McEneny2250543311/09/2009Customer DisputeSettled$46,339.50$0.00See FINRA Report
Kevin John Derosa2314895504/29/2009Customer DisputeSettled$300,000.00$0.00See FINRA Report
Susan Filingeri1766754103/23/2009Judgment / Lien$0.00$0.00See FINRA Report
Ron Yehuda Itin23441511701/16/2009Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Andres Felipe Tobon2814523109/12/2008Customer DisputePending$28,000.00$0.00See FINRA Report
Ron Yehuda Itin23441511708/11/2008Customer DisputeSettled$140,000.00$0.00See FINRA Report
Jason Eric Zwibel2460258606/27/2007Customer DisputeSettled$690,000.00$0.00See FINRA Report
Michael Leonard Pelkey2349549804/25/2007Customer DisputeClosed-No Action$13,852.00$0.00See FINRA Report

138 Results

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