Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaun Joseph Grimaldi | 4529021 | 6 | 07/07/2011 | Customer Dispute | Closed-No Action | $11,899.00 | $0.00 | See FINRA Report |
| Kevin John Derosa | 2314895 | 5 | 05/10/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 02/18/2011 | Customer Dispute | Settled | $840,000.00 | $0.00 | See FINRA Report |
| Ron Yehuda Itin | 2344151 | 17 | 01/27/2011 | Customer Dispute | Settled | $640,182.00 | $0.00 | See FINRA Report |
| Gregory A Gallo | 2701176 | 2 | 01/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 06/09/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory A Gallo | 2701176 | 2 | 06/07/2010 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Petrillo | 4129541 | 4 | 05/14/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Derosa | 2314895 | 5 | 04/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Sean McEneny | 2250543 | 3 | 03/05/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |