Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Brodt | 2033812 | 10 | 12/06/2012 | Customer Dispute | Closed-No Action | $47,950.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 10/31/2012 | Customer Dispute | Settled | $50,570.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 09/07/2012 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Petrillo | 4129541 | 4 | 08/12/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard L Going | 4416135 | 1 | 06/28/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin John Derosa | 2314895 | 5 | 05/11/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 02/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Petrillo | 4129541 | 4 | 01/25/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Sean McEneny | 2250543 | 3 | 01/05/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Yehuda Itin | 2344151 | 17 | 07/12/2011 | Customer Dispute | Settled | $181,665.00 | $0.00 | See FINRA Report |