Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Richard Joslin | 2281191 | 11 | 06/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 03/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven David Trigili | 2232496 | 1 | 03/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 3 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 10/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Jacques Stawinski | 717063 | 6 | 07/10/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 05/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Leonard Pelkey | 2349549 | 8 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 12/24/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |