Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Edward Egan | 1478745 | 3 | 04/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 12/13/2014 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Petrillo | 4129541 | 5 | 09/09/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Richard Joslin | 2281191 | 11 | 06/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 03/19/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven David Trigili | 2232496 | 1 | 03/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Mangold | 1009628 | 3 | 02/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 4 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Richard L Going | 4416135 | 2 | 12/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 10/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |