Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Azzato | 6148833 | 2 | 06/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew G Mouser | 3009526 | 2 | 06/12/2018 | Customer Dispute | Settled | $298,109.00 | $0.00 | See FINRA Report |
| Jason Eric Zwibel | 2460258 | 6 | 11/28/2017 | Customer Dispute | Settled | $2,670,750.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 11/20/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Leonard Pelkey | 2349549 | 8 | 08/25/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 05/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ron Yehuda Itin | 2344151 | 17 | 03/28/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John N Girgis | 5021526 | 5 | 12/13/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Paul Jacques Stawinski | 717063 | 6 | 07/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |