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FINRA Broker Disclosures for Garden State Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 138 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John N Girgis5021526503/03/2023Customer DisputeSettled$264,475.00$0.00See FINRA Report
Ron Yehuda Itin23441511710/18/2022RegulatoryFinal$0.00$0.00See FINRA Report
Paul Jacques Stawinski717063609/02/2022Employment Separation After Allegations$0.00$0.00See FINRA Report
John N Girgis5021526503/21/2022Customer DisputeSettled$210,181.00$0.00See FINRA Report
John N Girgis5021526512/24/2020Customer DisputeAward / Judgment$411,740.00$234,336.00See FINRA Report
Michael Joseph Azzato6148833204/30/2020RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Larocca1144173502/10/2020Customer DisputeSettled$28,417.00$0.00See FINRA Report
James Joseph Pappalardo1546754508/08/2019Judgment / Lien$0.00$0.00See FINRA Report
Jason Eric Zwibel2460258608/02/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Anthony Richard Joslin22811911106/25/2019Customer DisputeSettled$300,763.00$0.00See FINRA Report

138 Results

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