Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Eric Zwibel | 2460258 | 6 | 06/27/2007 | Customer Dispute | Settled | $690,000.00 | $0.00 | See FINRA Report |
Michael Leonard Pelkey | 2349549 | 8 | 04/25/2007 | Customer Dispute | Closed-No Action | $13,852.00 | $0.00 | See FINRA Report |
Roy Arendal Norman | 1543608 | 3 | 05/22/2006 | Customer Dispute | Award / Judgment | $304,000.00 | $0.00 | See FINRA Report |
Donald Charles Madigan | 2016175 | 2 | 02/06/2006 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Anthony Richard Joslin | 2281191 | 11 | 09/26/2005 | Customer Dispute | Denied | $17,800.00 | $0.00 | See FINRA Report |
Anthony Richard Joslin | 2281191 | 11 | 04/26/2005 | Customer Dispute | Settled | $109,411.00 | $0.00 | See FINRA Report |
Anthony Richard Joslin | 2281191 | 11 | 04/11/2005 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
Anthony Richard Joslin | 2281191 | 11 | 11/22/2004 | Customer Dispute | Denied | $38,676.00 | $0.00 | See FINRA Report |
Roy Arendal Norman | 1543608 | 3 | 10/18/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Anthony Richard Joslin | 2281191 | 11 | 05/27/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |