Potomac Analytics' Logo

FINRA Broker Disclosures for Garden State Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 31-40 out of 83 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ron Yehuda Itin23441511701/27/2011Customer DisputeSettled$640,182.00$0.00See FINRA Report
Terry Lee Brodt20338121006/09/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Gregory A Gallo2701176206/07/2010Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
John N Girgis5021526502/04/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Joseph Larocca1144173512/04/2009Customer DisputeSettled$55,000.00$0.00See FINRA Report
Timothy Sean McEneny2250543311/09/2009Customer DisputeSettled$46,339.50$0.00See FINRA Report
Kevin John Derosa2314895504/29/2009Customer DisputeSettled$300,000.00$0.00See FINRA Report
Ron Yehuda Itin23441511701/16/2009Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Andres Felipe Tobon2814523109/12/2008Customer DisputePending$28,000.00$0.00See FINRA Report
Ron Yehuda Itin23441511708/11/2008Customer DisputeSettled$140,000.00$0.00See FINRA Report

83 Results

Display: