Our Staff has compiled our research into a database of FINRA Broker Disclosures for Garden State Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaun Joseph Grimaldi | 4529021 | 6 | 09/25/2014 | Customer Dispute | Settled | $2,400,110.00 | $0.00 | See FINRA Report |
| Michael Theodore Kuczinski | 2299255 | 3 | 01/09/2014 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Lombardozzi | 3190741 | 2 | 03/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 12/06/2012 | Customer Dispute | Closed-No Action | $47,950.00 | $0.00 | See FINRA Report |
| Terry Lee Brodt | 2033812 | 10 | 10/31/2012 | Customer Dispute | Settled | $50,570.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 09/07/2012 | Customer Dispute | Settled | $440,000.00 | $0.00 | See FINRA Report |
| Kevin John Derosa | 2314895 | 5 | 05/11/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ron Yehuda Itin | 2344151 | 17 | 07/12/2011 | Customer Dispute | Settled | $181,665.00 | $0.00 | See FINRA Report |
| Shaun Joseph Grimaldi | 4529021 | 6 | 07/07/2011 | Customer Dispute | Closed-No Action | $11,899.00 | $0.00 | See FINRA Report |
| James Joseph Pappalardo | 1546754 | 5 | 02/18/2011 | Customer Dispute | Settled | $840,000.00 | $0.00 | See FINRA Report |