Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabrera Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeffrey David Hotch | 1886497 | 1 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Samuel Parks | 1338767 | 2 | 06/03/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Vincent Stanley Marchewka | 1113870 | 2 | 02/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Charles Wienke | 2003689 | 1 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Samuel Parks | 1338767 | 2 | 06/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Vincent Stanley Marchewka | 1113870 | 2 | 05/29/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Martin Cabrera | 2504167 | 3 | 02/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Martin Cabrera | 2504167 | 3 | 10/27/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Scott Gonzalez | 2503111 | 1 | 08/05/1997 | Customer Dispute | Settled | $79,242.00 | $0.00 | See FINRA Report |
Martin Cabrera | 2504167 | 3 | 06/05/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |