Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chauner Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Edward Shimkus | 422174 | 1 | 03/07/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julinda Milla | 6007775 | 2 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julinda Milla | 6007775 | 2 | 10/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Frank Partalis | 1197074 | 1 | 04/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Paul Gardner | 822768 | 2 | 06/02/2010 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Frank Byron Chauner | 735725 | 1 | 12/02/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Paul Gardner | 822768 | 2 | 05/04/1989 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |