Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commerce One Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Amundsen Murray | 5469680 | 1 | 08/19/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Orlowski | 4922316 | 2 | 11/07/2023 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Thomas James Jennings | 1902638 | 2 | 03/03/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Orlowski | 4922316 | 2 | 10/04/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas James Jennings | 1902638 | 2 | 12/08/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |