Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wall Street Access. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Heath Spitzer | 3156522 | 1 | 05/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Walley | 2441536 | 2 | 03/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Walley | 2441536 | 2 | 02/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |