Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wall Street Access. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Heath Spitzer | 3156522 | 1 | 05/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Walley | 2441536 | 2 | 03/10/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Walley | 2441536 | 2 | 02/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Aaron Omilinsky | 4771382 | 1 | 10/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Josef Harelick | 3063646 | 4 | 10/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Josef Harelick | 3063646 | 4 | 07/22/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Josef Harelick | 3063646 | 4 | 10/14/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Josef Harelick | 3063646 | 4 | 10/08/2003 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Arthur Leroy Goetchius | 1374251 | 1 | 10/25/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David William Utter | 1325294 | 1 | 06/24/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |