Our Staff has compiled our research into a database of FINRA Broker Disclosures for Boenning & Scattergood, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mary Tryon | 3135117 | 1 | 02/02/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Anthony Thomas Conti | 1447173 | 1 | 10/20/2016 | Customer Dispute | Award / Judgment | $2,200,000.00 | $0.00 | See FINRA Report |
Cherie Lynette Harris | 4824267 | 5 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cherie Lynette Harris | 4824267 | 5 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cherie Lynette Harris | 4824267 | 5 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cherie Lynette Harris | 4824267 | 5 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cherie Lynette Harris | 4824267 | 5 | 08/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Harold Francis Scattergood | 412133 | 2 | 08/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Harold Francis Scattergood | 412133 | 2 | 07/24/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |